• Mismatches in alleles C*03:03/C*03:04 were most frequent (68.7%) among the transplants with a single allele level mismatch in HLA-C.

  • The 7/8 C*03:03/C*03:04 mismatch group was not significantly different from the 8/8 HLA matched transplants in any transplant outcome.

In subjects mismatched in the HLA alleles C*03:03/C*03:04 no allogeneic cytotoxic T-lymphocyte responses are detected in vitro. Hematopoietic stem cell transplantation (HSCT) with unrelated donors (UDs) showed no association between the HLA-C allele mismatches (CAMMs) and adverse outcomes; antigen mismatches at this and mismatches other HLA loci are deleterious. The absence of effect of the CAMM may have resulted from the predominance of the mismatch C*03:03/C*03:04. Patients with hematologic malignancies receiving UD HSCT matched in 8/8 and 7/8 HLA alleles were examined. Transplants mismatched in HLA-C antigens or mismatched in HLA-A, -B, or -DRB1 presented significant differences (P < .0001) in mortality (hazard ratio [HR] = 1.37, 1.30), disease-free survival (HR = 1.33, 1.27), treatment-related mortality (HR = 1.54, 1.54), and grade 3-4 acute graft-versus-host disease (HR = 1.49, 1.77) compared with the 8/8 group; transplants mismatched in other CAMMs had similar outcomes with HR ranging from 1.34 to 172 for these endpoints. The C*03:03/C*03:04 mismatched and the 8/8 matched groups had identical outcomes (HR ranging from 0.96-1.05). The previous finding that CAMMs do not associate with adverse outcomes is explained by the predominance (69%) of the mismatch C*03:03/03:04 in this group that is better tolerated than other HLA mismatches.

Allogeneic hematopoietic stem cell transplantation (HSCT) is an effective treatment of many hematologic disorders.1-3  Transplants in which patients and their related or unrelated donors (UDs) match in all alleles of HLA-A, -B, -C, and -DRB1 loci (8/8) have significantly superior outcomes compared with those having one or more mismatches at these loci. In the United States, 31 to 75% of patients, depending on ethnic background, are able to find an 8/8 matched UD.4,5  For patients who lack 8/8 related donors or UDs, alternative sources of allogeneic hematopoietic stem cells are HLA-mismatched UD, cord blood units, or first-degree haplo-identical relatives. Although the use of a UD with a single HLA mismatch (7/8) increases access to transplantation, transplants from HLA mismatched donors are associated with significantly higher risks for mortality and morbidity compared with those from 8/8 HLA matched donors.6-10 

Several algorithms that score the risk associated with HLA mismatches based on the sharing of serologic epitopes11  and the location12  or physicochemical properties of the amino acid differences13,14  have been developed. None of these, however, has proven useful in independent validation studies. Other recent studies examining empirical outcome data identified specific HLA allele mismatch combinations or specific amino acid replacements that are associated with increased risk for severe acute graft versus host disease (aGVHD)15  or decreased survival16  compared with HLA matched transplants.

It has been proposed that the prioritization of mismatched donors could be based on an evaluation of the magnitude of relative risks for adverse outcomes.7  A Center for International Blood and Marrow Transplant Research (CIBMTR) study7  of predominately bone marrow HSCT performed using myeloablative conditioning suggested that a single HLA-A and -DRB1 mismatch appeared to be more deleterious than a single mismatch at HLA-B or -C; in contrast, a study evaluating the effect of HLA mismatches in HSCT with peripheral blood stem cells8  found higher risks for mortality in the transplants presenting one antigen mismatch in HLA-C or one mismatch in HLA-B. Both studies reported that isolated allele level mismatches in HLA-C were not associated with detrimental effects in any outcome.7,8  It has been speculated that the effect of a single mismatch at a given HLA locus is a reflection of the summation of various types of allele mismatch combinations.15,17  We reasoned that if different mismatches have distinct effects on the outcome of each individual transplant, the resulting locus effect in a cohort may depend on the prevalence of the mismatch as well as on the biological adverse impact of each mismatch. A study evaluating the cytotoxic T-lymphocyte precursor (CTLp) frequencies directed against incompatibilities at the HLA-A, -B, and -C loci in donor-recipient pairs18  showed a significant correlation between HLA class I incompatibilities and high CTLp frequencies, with the exception of pairs where the mismatch was between HLA-C*03:03/-C*03:04. In these mismatched pairs, no CTLp could be detected in spite of the fact that the alleles C*03:03/C*03:04 type distinctly by serology as HLA-Cw9 and Cw10, respectively.19 

The HLA alleles C*03:03 and C*03:04 are frequently associated with the allele B*15:01 in populations with European ancestry.20  In unrelated HSCT, many donor/recipient pairs that match at HLA-B*15:01 could still have an allele level mismatch at HLA-C*03. We hypothesized that the lack of impact of the HLA-C allele level mismatches as a whole in the previous CIBMTR studies8,9  may have resulted from the high predominance and lack of immunogenicity of the HLA mismatch C*03:03/C*03:04, because this may be the most frequent allele level mismatch in HLA-C in patients of European ancestry. If this hypothesis is correct, then a negative effect of HLA-C allele level mismatches other than C*03:03/C*03:04 would have been masked.

Study population

The study included patients reported to the CIBMTR who received a transplant from a UD facilitated by the National Marrow Donor Program (NMDP) between 1988 and 2009. An initial examination of the group with an isolated HLA mismatch including the HLA alleles C*03:03/C*03:04 found that all patients had Caucasian ancestry. Therefore, the study population was restricted to Caucasian recipients to minimize other potential confounding effects. The analyses included only patients receiving their first marrow or peripheral blood stem cell UD transplantation for the treatment of acute lymphoblastic leukemia, acute myeloid leukemia, chronic myeloid leukemia, or myelodysplastic syndrome. Classification as early, intermediate, and advanced phase disease was performed as previously described.7  All surviving recipients included in this analysis were retrospectively contacted and provided informed consent for participation in the NMDP research program in accordance with the Declaration of Helsinki. Research was approved and conducted under the supervision of the NMDP Institutional Review Board. A modeling process was used, as previously described in Lee et al7  and Farag et al,21  to adjust for any bias introduced by the exclusion of nonconsenting survivors. This adjustment is standard for all studies using NMDP data.

HLA typing and HLA mismatches

High-resolution typing for HLA-A, -B, -C, -DRB1, -DQB1, and -DPB1 was performed prospectively for some loci and retrospectively for other loci as previously described.7 

No distinction between high-resolution/allele level and low-resolution/antigen level was made for disparities in HLA-A, -B, and -DRB1 loci. HLA-DPB1 loci were typed in a subset of patients and donors, but the impact of individual or combined mismatches in the HLA-DQB1 and -DPB1 loci on outcome was not evaluated, because prior studies in this population have not shown associations with survival. The 7/8 groups were classified into mutually exclusive categories according to the mismatches in HLA-C as follows: 1) C*03:03/C*03:04 allele level HLA mismatches (7/8 C*03:03/C*03:04MM); 2) other HLA-C allele level mismatches (involving allele mismatches with identical first 2 digits of the name other than C*03:03/C*03:04 [henceforth 7/8 C-allele≠03:03/03:04MM]); 3) C-antigen level mismatches involving alleles with differences in the first field or 2-digit name (7/8 C-antigenMM) and: 4) mismatches in alleles or antigens of HLA-A, -B, or -DRB1 (7/8 Other MM). The outcomes in these 7/8 groups were compared with those of patients matching in 8/8 alleles. In addition, the outcomes in the 7/8 group with the HLA mismatch C*03:03/C*03:04 were compared with the outcomes in other 7/8 HLA mismatched individually or combined. The transplants with 2 mismatches (6/8) were classified into 3 groups: 1) those in which one of the HLA mismatches was C*03:03/C*03:04 (6/8 C*03:03 mismatches/C*03:04MM); 2) those in which one of the mismatches occurred in HLA-C and was not C*03:03/C*03:04 (6/8 Other HLA-CMM mismatches); and 3) both mismatches occurred in loci other than HLA-C (6/8 Other MM mismatches). The outcomes in each of the 6/8 groups were compared with the outcomes in the 7/8 group in which the mismatch did not take place in HLA-C (7/8 Other MM). Directional mismatches were considered in the analysis of GVHD and engraftment, as described.6,7 

Definitions of outcomes

The primary outcome was overall survival (OS), defined as time from graft infusion (day 0) to death from any cause. A number of secondary end points were also analyzed. Neutrophil engraftment was defined as achieving an absolute neutrophil count >500 × 106 cells/L by day 28 that was maintained for 3 consecutive measurements. aGVHD grade 3-4 was defined by the Glucksberg scale.22  Extensive chronic GVHD (cGVHD) was defined according to the Seattle criteria.23  Clinical relapse of the primary disease was defined by the CIBMTR criteria.24  Disease-free survival (DFS) was survival without recurrence of the primary disease. For this end point, either death or relapse was considered an event. Treatment-related mortality (TRM) was death in continuous complete remission of the primary disease.

Biostatistical methods

Probabilities for OS and DFS were calculated using the Kaplan-Meier estimator. Survival curves were compared using the log-rank test. Neutrophil engraftment was considered a dichotomous outcome and analyzed by logistic regression using a pseudo-value approach. Values for other outcomes were estimated using the cumulative incidence function.7  The point estimates of the adjusted cumulative incidence rates were based on proportional subdistribution hazards models.25-27  The adjusted cumulative incidences were compared at 100 days after transplantation for acute GVHD grade 3-4, at 5 years after transplantation for TRM, and at 2 years for cGVHD. Death was considered a competing risk for all of the end points except OS and DFS. Relapse was also considered a competing event for TRM. Patients were censored when they underwent a second HSCT procedure or, if alive, at last follow up.

To analyze the association between the type of HLA mismatch and clinical outcomes with an adjustment for other clinical risk factors, multivariate proportional hazards models were created that allowed pairs mismatched at the HLA-C antigen or allele level to be compared with each other, with HLA mismatches at other loci, and with HLA matched pairs. Models included any clinical factors that were related to a given outcome at P ≤ .05. Potential clinical covariates included disease, disease stage, Karnofsky performance status, donor-patient cytomegalovirus serostatus match, patient age, T-cell depletion, use of total body irradiation, graft source (peripheral blood or bone marrow), donor age, patient-donor sex match, and year of transplantation. All variables were tested for affirmation of the proportional hazards assumption. Variables that did not satisfy the proportional hazards assumption were adjusted for by stratification. A stepwise model-building procedure was used to develop models for each outcome with a threshold of ≤0.05 for both entry and retention in the model. Multivariate models for OS, DFS, relapse, TRM, aGVHD, and cGVHD using the Cox proportional hazards model were built. No significant interactions were identified between HLA matching and the adjusted clinical factors at P ≤ .01. Center effect was tested and was not present. Because of multiple testing, a significant P value was considered ≤.01. No additional subanalyses, including stratification of patients according to disease stage, were performed due to limiting sample sizes in the primary HLA mismatched groups of interest (7/8 C*03:03/C*03:04MM and 7/8 C-allele≠03:03/03:04MM).

Frequencies of fully HLA matched and different types of single HLA mismatch transplants

A total of 7349 transplants from UDs performed between 1988 and 2009 were evaluated. This study included 4779 pairs matched in 8/8 alleles and 1854 matched in 7/8 alleles (Table 1); 716 transplants matched in 6/8 alleles (supplemental Table 1, available on the Blood Web site) were also examined.

Table 1

Characteristics of recipients receiving first transplants for acute myeloid leukemia, acute lymphoblastic leukemia, chronic myeloid leukemia, or myelodysplastic syndrome with high-resolution HLA typing for HLA-A, -B, -C, and -DRB1 by HLA matching groups that are 7/8 matched or fully (8/8) matched

Variable7/8 HLA-C*03:03/ C*03:04MM, N (%)7/8 Other HLA-C alleleMM, N (%)7/8 HLA-C antigenMM, N (%)7/8 HLA-A, -B or -DRB1 MM, N (%)8/8 Matched, N (%)P
Patients 134 61 700 959 4779  
Centers 59 36 130 133 162  
Recipient age, median (range), y 35 (<1-68) 42 (5-68) 38 (<1-72) 37 (<1-74) 41 (<1-74) <.0001 
Age at transplant, y      <.0001 
 0-9 17 (13) 4 (7) 53 (8) 93 (10) 327 (7)  
 10-19 17 (13) 4 (7) 92 (13) 108 (11) 430 (9)  
 20-29 20 (15) 9 (15) 94 (13) 144 (15) 666 (14)  
 30-39 23 (17) 10 (16) 132 (19) 183 (19) 787 (16)  
 40-49 34 (25) 12 (20) 164 (23) 191 (20) 1040 (22)  
 ≥50 23 (17) 22 (36) 165 (24) 240 (25) 1529 (32)  
Male sex 70 (52) 32 (52) 387 (55) 527 (55) 2712 (57) .62 
Karnofsky prior to transplant ≥90 87 (70) 47 (80) 472 (72) 614 (67) 3065 (69) .13 
Disease at transplant       
 Acute myeloid leukemia 51 (38) 22 (36) 276 (39) 385 (40) 1952 (41) .13 
 Acute lymphoblastic leukemia 31 (23) 17 (28) 157 (22) 207 (22) 920 (19)  
 Chronic myeloid leukemia 34 (25) 11 (18) 158 (23) 217 (23) 1021 (21)  
 Myelodysplastic syndrome 18 (13) 11 (18) 109 (16) 150 (16) 886 (19)  
Disease status at transplant       
 Early 98 (73) 43 (70) 472 (67) 658 (69) 3363 (70) .30 
 Intermediate 5 (4) 5 (8) 36 (5) 62 (6) 228 (5)  
 Advanced 31 (23) 13 (21) 192 (27) 239 (25) 1188 (25)  
Conditioning regimen       
 Myeloablative 113 (84) 38 (62) 583 (83) 781 (81) 3672 (77) <.0001 
 RIC/nonmyeloablative 21 (16) 23 (38) 117 (17) 178 (19) 1107 (23)  
Graft type       
 Bone marrow 83 (62) 34 (56) 446 (64) 590 (62) 2660 (56) <.0001 
 Peripheral blood stem cells 51 (38) 27 (44) 254 (36) 369 (38) 2119 (44)  
Antigen vs allele mismatching      <.0001 
 Fully matched (8/8) 4779  
 Single allele mismatch 134 61 514 (54)  
 Single antigen mismatch 700 445 (46)  
 HLA group 8/8 matched 4779 (100) <.0001 
 7/8 with MM at HLA-A 495 (52)  
 7/8 with MM at HLA-B 261 (27)  
 7/8 with MM at HLA-C 134 (100) 61 (100) 700 (100)  
 7/8 with MM at HLA-DRB1 203 (21)  
GVHD prophylaxis      <.0001 
 FK506 ± other 55 (41) 31 (51) 282 (40) 391 (41) 2299 (48)  
 CsA ± MTX ± other 68 (51) 24 (39) 351 (50) 454 (47) 2142 (45)  
 Other 11 (8) 6 (10) 67 (10) 114 (12) 338 (7)  
Donor/recipient cytomegalovirus match       
 Negative/negative 53 (40) 25 (41) 228 (33) 324 (34) 1600 (33) .08 
 Negative/positive 37 (28) 20 (33) 209 (30) 283 (30) 1539 (32)  
 Positive/negative 22 (16) 6 (10) 102 (15) 151 (16) 624 (13)  
 Positive/positive 18 (13) 9 (15) 141 (20) 164 (17) 793 (17)  
 Unknown 4 (3) 1 (2) 20 (3) 37 (4) 223 (5)  
HLA-DQB1 typing      <.0001 
 Fully matched 114 (85) 60 (98) 616 (88) 800 (83) 4411 (92)  
 Single DQB1 mismatch 20 (15) 1 (2) 84 (12) 159 (17) 368 (8)  
 Double DQB1 mismatch  
HLA-DPB1 typing      .08 
 Fully matched 6 (8) 5 (15) 61 (14) 69 (12) 368 (15)  
 Single DPB1 mismatch 51 (65) 13 (38) 240 (54) 301 (54) 1387 (56)  
 Double DPB1 mismatch 21 (27) 16 (47) 145 (33) 188 (34) 740 (30)  
 Missing DPB1 typing 56 27 254 401 2284  
Donor/recipient sex match       
 Male/male 47 (35) 18 (30) 246 (35) 333 (35) 1952 (41) <.0001 
 Male/female 37 (28) 12 (20) 171 (24) 228 (24) 1249 (26)  
 Female/male 23 (17) 14 (23) 141 (20) 194 (20) 760 (16)  
 Female/female 27 (20) 17 (28) 142 (20) 204 (21) 818 (17)  
Donor age, median (range), y 37 (19-57) 36 (21-58) 36 (19-61) 37 (19-60) 34 (18-61) <.0001 
Donor age      <.0001 
 18-29 35 (26) 17 (28) 171 (24) 223 (23) 1606 (34)  
 30-39 38 (28) 21 (34) 276 (39) 368 (38) 1734 (36)  
 40-49 48 (36) 21 (34) 199 (28) 279 (29) 1161 (24)  
 50 and older 13 (10) 2 (3) 54 (8) 89 (9) 278 (6)  
Year of transplant      <.0001 
 1988-1994 21 (16) 3 (5) 84 (12) 148 (15) 490 (10)  
 1995-2000 42 (31) 16 (26) 235 (34) 243 (25) 1078 (23)  
 2001-2004 34 (25) 19 (31) 199 (28) 236 (25) 1159 (24)  
 2005-2009 37 (28) 23 (38) 182 (26) 332 (35) 2052 (43)  
Median follow up of recipients, mo (range) 84 (12-234) 66 (11-156) 96 (3-229) 79 (11-240) 69 (3-264) <.0001 
Variable7/8 HLA-C*03:03/ C*03:04MM, N (%)7/8 Other HLA-C alleleMM, N (%)7/8 HLA-C antigenMM, N (%)7/8 HLA-A, -B or -DRB1 MM, N (%)8/8 Matched, N (%)P
Patients 134 61 700 959 4779  
Centers 59 36 130 133 162  
Recipient age, median (range), y 35 (<1-68) 42 (5-68) 38 (<1-72) 37 (<1-74) 41 (<1-74) <.0001 
Age at transplant, y      <.0001 
 0-9 17 (13) 4 (7) 53 (8) 93 (10) 327 (7)  
 10-19 17 (13) 4 (7) 92 (13) 108 (11) 430 (9)  
 20-29 20 (15) 9 (15) 94 (13) 144 (15) 666 (14)  
 30-39 23 (17) 10 (16) 132 (19) 183 (19) 787 (16)  
 40-49 34 (25) 12 (20) 164 (23) 191 (20) 1040 (22)  
 ≥50 23 (17) 22 (36) 165 (24) 240 (25) 1529 (32)  
Male sex 70 (52) 32 (52) 387 (55) 527 (55) 2712 (57) .62 
Karnofsky prior to transplant ≥90 87 (70) 47 (80) 472 (72) 614 (67) 3065 (69) .13 
Disease at transplant       
 Acute myeloid leukemia 51 (38) 22 (36) 276 (39) 385 (40) 1952 (41) .13 
 Acute lymphoblastic leukemia 31 (23) 17 (28) 157 (22) 207 (22) 920 (19)  
 Chronic myeloid leukemia 34 (25) 11 (18) 158 (23) 217 (23) 1021 (21)  
 Myelodysplastic syndrome 18 (13) 11 (18) 109 (16) 150 (16) 886 (19)  
Disease status at transplant       
 Early 98 (73) 43 (70) 472 (67) 658 (69) 3363 (70) .30 
 Intermediate 5 (4) 5 (8) 36 (5) 62 (6) 228 (5)  
 Advanced 31 (23) 13 (21) 192 (27) 239 (25) 1188 (25)  
Conditioning regimen       
 Myeloablative 113 (84) 38 (62) 583 (83) 781 (81) 3672 (77) <.0001 
 RIC/nonmyeloablative 21 (16) 23 (38) 117 (17) 178 (19) 1107 (23)  
Graft type       
 Bone marrow 83 (62) 34 (56) 446 (64) 590 (62) 2660 (56) <.0001 
 Peripheral blood stem cells 51 (38) 27 (44) 254 (36) 369 (38) 2119 (44)  
Antigen vs allele mismatching      <.0001 
 Fully matched (8/8) 4779  
 Single allele mismatch 134 61 514 (54)  
 Single antigen mismatch 700 445 (46)  
 HLA group 8/8 matched 4779 (100) <.0001 
 7/8 with MM at HLA-A 495 (52)  
 7/8 with MM at HLA-B 261 (27)  
 7/8 with MM at HLA-C 134 (100) 61 (100) 700 (100)  
 7/8 with MM at HLA-DRB1 203 (21)  
GVHD prophylaxis      <.0001 
 FK506 ± other 55 (41) 31 (51) 282 (40) 391 (41) 2299 (48)  
 CsA ± MTX ± other 68 (51) 24 (39) 351 (50) 454 (47) 2142 (45)  
 Other 11 (8) 6 (10) 67 (10) 114 (12) 338 (7)  
Donor/recipient cytomegalovirus match       
 Negative/negative 53 (40) 25 (41) 228 (33) 324 (34) 1600 (33) .08 
 Negative/positive 37 (28) 20 (33) 209 (30) 283 (30) 1539 (32)  
 Positive/negative 22 (16) 6 (10) 102 (15) 151 (16) 624 (13)  
 Positive/positive 18 (13) 9 (15) 141 (20) 164 (17) 793 (17)  
 Unknown 4 (3) 1 (2) 20 (3) 37 (4) 223 (5)  
HLA-DQB1 typing      <.0001 
 Fully matched 114 (85) 60 (98) 616 (88) 800 (83) 4411 (92)  
 Single DQB1 mismatch 20 (15) 1 (2) 84 (12) 159 (17) 368 (8)  
 Double DQB1 mismatch  
HLA-DPB1 typing      .08 
 Fully matched 6 (8) 5 (15) 61 (14) 69 (12) 368 (15)  
 Single DPB1 mismatch 51 (65) 13 (38) 240 (54) 301 (54) 1387 (56)  
 Double DPB1 mismatch 21 (27) 16 (47) 145 (33) 188 (34) 740 (30)  
 Missing DPB1 typing 56 27 254 401 2284  
Donor/recipient sex match       
 Male/male 47 (35) 18 (30) 246 (35) 333 (35) 1952 (41) <.0001 
 Male/female 37 (28) 12 (20) 171 (24) 228 (24) 1249 (26)  
 Female/male 23 (17) 14 (23) 141 (20) 194 (20) 760 (16)  
 Female/female 27 (20) 17 (28) 142 (20) 204 (21) 818 (17)  
Donor age, median (range), y 37 (19-57) 36 (21-58) 36 (19-61) 37 (19-60) 34 (18-61) <.0001 
Donor age      <.0001 
 18-29 35 (26) 17 (28) 171 (24) 223 (23) 1606 (34)  
 30-39 38 (28) 21 (34) 276 (39) 368 (38) 1734 (36)  
 40-49 48 (36) 21 (34) 199 (28) 279 (29) 1161 (24)  
 50 and older 13 (10) 2 (3) 54 (8) 89 (9) 278 (6)  
Year of transplant      <.0001 
 1988-1994 21 (16) 3 (5) 84 (12) 148 (15) 490 (10)  
 1995-2000 42 (31) 16 (26) 235 (34) 243 (25) 1078 (23)  
 2001-2004 34 (25) 19 (31) 199 (28) 236 (25) 1159 (24)  
 2005-2009 37 (28) 23 (38) 182 (26) 332 (35) 2052 (43)  
Median follow up of recipients, mo (range) 84 (12-234) 66 (11-156) 96 (3-229) 79 (11-240) 69 (3-264) <.0001 

CsA, cyclosporine A; MTX, methotrexate; RIC, reduced intensity conditioning.

C*03:03 or C*03:04 were found in 24.6% of the patients receiving a transplant from an 8/8 (23.4%) or a 7/8 (27.8%) matched donor. B*15:01 was present in 12.4% of the patients receiving 8/8 and 7/8 matched transplants; in contrast, and as expected from the known associations,28  B*15:01 was present in 94.0% of the patients receiving a 7/8 transplant with the mismatch C*03:03/C*03:04. Among the patients transplanted with a 7/8 donor with a mismatch other than C*03:03/C*03:04 (n = 1720), 8.3% carried B*15:01 and C*03:03 or C*03:04.

Table 1 shows the population characteristics of 8/8 and 7/8 HLA matched groups according to the type of mismatch in HLA-A, -B, -C, and -DRB1 loci. The HLA mismatch C*03:03/C*03:04 (n = 134) was present in 7.2% of the 7/8 transplants. Mismatches in alleles C*03:03/C*03:04 were most frequent (n = 134, 68.7%) among the transplants with a single allele level mismatch in HLA-C (n = 195). The 8/8 group included more transplants performed in 2005 to 2009 and were more likely to be matched at HLA-DQB1. The transplants with the HLA mismatch C*03:03/C*03:04 had the lowest level of matching in HLA-DPB1.

Single locus mismatches

The 7/8 C*03:03/C*03:04MM group was not significantly different from the 8/8 HLA matched transplants in any transplant outcome. Indeed, the hazard ratios for survival, DFS, TRM, grade 2-4, and 3-4 aGVHD in the C*03:03/C*03:04 mismatched transplants compared with the 8/8 group suggest that these outcomes were essentially identical, all with P values > .73 (Table 2). The 8/8 matched group and the 7/8 C*03:03/C*03:04MM group had virtually identical adjusted OS (Figure 1A) and DFS (Figure 1B) 5 years after transplantation; similarly, these groups also had comparable incidence of grade 3-4 aGVHD (Figure 1C) 100 days after transplantation and TRM (Figure 1D) 5 years after transplantation. The adjusted probabilities for the 8/8 and 7/8 C*03:03/C*03:04MM groups for OS (39%, confidence interval [CI] 37%-40%; and 41%, CI 33%-49%, respectively) and DFS (36%, CI 34%-37%; and 36%, CI 29%-44%, respectively) 5 years after transplantation were virtually identical; similarly, these groups showed similar incidences of grades 3-4 aGVHD 100 days after transplantation (21%, CI 20%-22%; and 22%, CI 15%-28%, respectively). The adjusted probabilities for TRM 5 years after transplantation in the 8/8 (36%, CI 35%-38%) and 7/8 C*03:03/C*03:04MM (35%, CI 27%-43%) groups also were not significantly different (supplemental Table 2).

Table 2

Multivariate model evaluating transplant outcomes classified according to allele and antigen mismatches at HLA-C

8/8 Match
7/8 C*03:03/C*03:04 mismatch7/8 HLA-A, -B, or -DRB1 mismatch7/8 C-antigen mismatch7/8 Other C-allele mismatchOverall comparison
n = 4779
n = 134n = 959n = 700n = 61
HRHR95% CIPHR95% CIPHR95% CIPHR95% CIPP
OS* 1.00 0.98 (0.78-1.23) .85 1.30 (1.19-1.43) <.0001 1.37 (1.24-1.51) <.0001 1.43 (1.06-1.92) .02 <.0001 
DFS 1.00 1.00 (0.80-1.25) .99 1.27 (1.17-1.38) <.0001 1.33 (1.20-1.46) <.0001 1.34 (0.99-1.80) .06 <.0001 
TRM 1.00 1.05 (0.79-1.40) .73 1.54 (1.39-1.71) <.0001 1.54 (1.39-1.74) <.0001 1.60 (1.10-2.33) .02 <.0001 
3-4 aGVHD§ 1.00 0.96 (0.67-1.38) .83 1.77 (1.56-2.01) <.0001 1.49 (1.28-1.73) <.0001 1.72 (1.11-2.69) .02 <.0001 
2-4 aGVHD|| 1.00 0.97 (0.76-1.25) .83 1.30 (1.18-1.43) <.0001 1.15 (1.02-1.28) .02 1.56 (1.11-2.19) .01 <.0001 
Absence of neutrophil engraftment at day 28 1.00 0.63 (0.29-1.33) .23 1.19 (0.97-1.47) .10 1.28 (1.02-1.61) .03 1.19 (0.51-2.78) .68 .09 
Relapse# 1.00 0.94 (0.66-1.32) .71 0.93 (0.81-1.08) .35 1.03 (0.88-1.20) .76 1.00 (0.62-1.64) .99 .88 
cGvHD** 1.00 0.92 (0.72-1.19) .53 1.04 (0.94-1.16) .44 1.02 (0.90-1.16) .76 1.08 (0.75-1.57) .91 .67 
8/8 Match
7/8 C*03:03/C*03:04 mismatch7/8 HLA-A, -B, or -DRB1 mismatch7/8 C-antigen mismatch7/8 Other C-allele mismatchOverall comparison
n = 4779
n = 134n = 959n = 700n = 61
HRHR95% CIPHR95% CIPHR95% CIPHR95% CIPP
OS* 1.00 0.98 (0.78-1.23) .85 1.30 (1.19-1.43) <.0001 1.37 (1.24-1.51) <.0001 1.43 (1.06-1.92) .02 <.0001 
DFS 1.00 1.00 (0.80-1.25) .99 1.27 (1.17-1.38) <.0001 1.33 (1.20-1.46) <.0001 1.34 (0.99-1.80) .06 <.0001 
TRM 1.00 1.05 (0.79-1.40) .73 1.54 (1.39-1.71) <.0001 1.54 (1.39-1.74) <.0001 1.60 (1.10-2.33) .02 <.0001 
3-4 aGVHD§ 1.00 0.96 (0.67-1.38) .83 1.77 (1.56-2.01) <.0001 1.49 (1.28-1.73) <.0001 1.72 (1.11-2.69) .02 <.0001 
2-4 aGVHD|| 1.00 0.97 (0.76-1.25) .83 1.30 (1.18-1.43) <.0001 1.15 (1.02-1.28) .02 1.56 (1.11-2.19) .01 <.0001 
Absence of neutrophil engraftment at day 28 1.00 0.63 (0.29-1.33) .23 1.19 (0.97-1.47) .10 1.28 (1.02-1.61) .03 1.19 (0.51-2.78) .68 .09 
Relapse# 1.00 0.94 (0.66-1.32) .71 0.93 (0.81-1.08) .35 1.03 (0.88-1.20) .76 1.00 (0.62-1.64) .99 .88 
cGvHD** 1.00 0.92 (0.72-1.19) .53 1.04 (0.94-1.16) .44 1.02 (0.90-1.16) .76 1.08 (0.75-1.57) .91 .67 

In bold are shown statistically significant comparisons made with the reference 8/8 matched group.

*

Adjusted for cytomegalovirus match, disease type, disease stage, GVHD prophylaxis, patient age, sex match, graft type, Karnofsky score, time from diagnosis to transplantation, and year of transplantation.

Adjusted for cytomegalovirus match, disease type, GVHD prophylaxis, patient age, in vivo T-cell depletion, disease stage, graft type, Karnofsky score, and year of transplantation.

Adjusted for cytomegalovirus match, conditioning regimen, disease type, disease stage, GVHD prophylaxis, patient age, donor age, sex match, graft type, Karnofsky score, and year of transplantation.

§

Adjusted for conditioning regimen, disease stage, Karnofsky score, patient age, sex match, year of transplantation, disease type, GVHD prophylaxis, and in vivo T-cell depletion.

| |

Adjusted for disease type, graft type, sex match, year of transplantation, GVHD prophylaxis, in vivo T-cell depletion, conditioning regimen, and patient age.

Adjusted for disease stage, donor age, conditioning regimen, graft type, in vivo T-cell depletion, GVHD prophylaxis, and Karnofsky score.

#

Adjusted for time from diagnosis to transplantation, Karnofsky score, patient age, sex match, disease type, disease stage, conditioning regimen, and year of transplantation.

**

Adjusted for donor age, graft type, in vivo T-cell depletion, patient age, sex match, year of transplantation, disease type, and GVHD prophylaxis.

Figure 1

Adjusted probabilities of OS (A), DFS (B), grade 3-4 aGVHD (C), and TRM (D) in patients presenting no mismatch (8/8), HLA-C*03:03/C*03:04 mismatch, other HLA-C allele mismatch, HLA-C antigen mismatch, or one mismatch in the HLA-A, -B, or -DRB1 loci.

Figure 1

Adjusted probabilities of OS (A), DFS (B), grade 3-4 aGVHD (C), and TRM (D) in patients presenting no mismatch (8/8), HLA-C*03:03/C*03:04 mismatch, other HLA-C allele mismatch, HLA-C antigen mismatch, or one mismatch in the HLA-A, -B, or -DRB1 loci.

Close modal

In contrast, mismatching at a single antigen of HLA-C (7/8 C-antigenMM) and a single allele or antigen mismatch of HLA-A, -B, or -DRB1 (7/8 Other MM) was associated with lower OS and DFS as well as with higher TRM and aGVHD grade 3-4 compared with the 8/8 HLA matched pairs (Table 2; Figure 1). The adjusted probabilities for OS 5 years after transplantation in the 7/8 C-antigen MM (29%, CI 26% to 32%) and the 7/8 Other MM (31%, CI 28% to 34%) groups were lower than those observed for the 7/8 C*03:03/C*03:04MM (P = .007 and 0.02, nonsignificant, respectively) (supplemental Table 2) and the 8/8 (P < .0001 for both comparison) (supplemental Table 2) groups. TRM and aGVHD 3-4 were significantly higher in the 7/8 Other MM group compared with the C*03:03/C*03:04MM group (Table 3). Similarly, the 7/8 C-antigen MM group presented significantly higher incidence of TRM and worse OS than the C*0303/C*0304MM (Table 3).

Table 3

Multivariate model evaluating outcomes in single mismatch transplants including and excluding C*03:03/C*03:04

7/8 C*03:04/C*03:04 mismatch
7/8 HLA-A, -B, or -DRB1 mismatch7/8 C-antigen mismatch7/8 Other C-allele mismatch
n = 134
n = 959n = 700n = 61
HRHR95% CIPHR95% CIPHR95% CIP
OS* 1.00 1.33 (1.05-1.68) .02 1.40 (1.10-1.79) <.01 1.46 (1.00-2.11) .05 
DFS 1.00 1.27 (1.00-1.60) .05 1.32 (1.05-1.67) .02 1.34 (0.93-1.93) .12 
TRM 1.00 1.47 (1.09-1.97) .01 1.47 (1.08-1.98) .01 1.52 (0.95-2.43) .08 
3-4 aGVHD§ 1.00 1.84 (1.27-2.67) .001 1.55 (1.06-2.36) .02 1.79 (1.02-3.15) .05 
2-4 aGVHD| | 1.00 1.33 (1.02-1.73) .03 1.18 (0.90-1.54) .23 1.60 (1.06-2.43) .03 
Absence of neutrophil engraftment at day 28 1.00 1.89 (0.88-4.17) .11 2.04 (0.93-4.55) .07 1.89 (0.61-5.88) .27 
Relapse# 1.00 1.09 (0.69-1.45) .98 1.09 (0.76-1.59) .63 1.07 (0.59-1.94) .82 
cGvHD** 1.00 1.13 (0.87-1.48) .37 1.11 (0.84-1.46) .47 1.18 (0.76-1.83) .47 
7/8 C*03:04/C*03:04 mismatch
7/8 HLA-A, -B, or -DRB1 mismatch7/8 C-antigen mismatch7/8 Other C-allele mismatch
n = 134
n = 959n = 700n = 61
HRHR95% CIPHR95% CIPHR95% CIP
OS* 1.00 1.33 (1.05-1.68) .02 1.40 (1.10-1.79) <.01 1.46 (1.00-2.11) .05 
DFS 1.00 1.27 (1.00-1.60) .05 1.32 (1.05-1.67) .02 1.34 (0.93-1.93) .12 
TRM 1.00 1.47 (1.09-1.97) .01 1.47 (1.08-1.98) .01 1.52 (0.95-2.43) .08 
3-4 aGVHD§ 1.00 1.84 (1.27-2.67) .001 1.55 (1.06-2.36) .02 1.79 (1.02-3.15) .05 
2-4 aGVHD| | 1.00 1.33 (1.02-1.73) .03 1.18 (0.90-1.54) .23 1.60 (1.06-2.43) .03 
Absence of neutrophil engraftment at day 28 1.00 1.89 (0.88-4.17) .11 2.04 (0.93-4.55) .07 1.89 (0.61-5.88) .27 
Relapse# 1.00 1.09 (0.69-1.45) .98 1.09 (0.76-1.59) .63 1.07 (0.59-1.94) .82 
cGvHD** 1.00 1.13 (0.87-1.48) .37 1.11 (0.84-1.46) .47 1.18 (0.76-1.83) .47 

In bold are shown statistically significant comparisons made with the 7/8 C*03:04/C*03:04 mismatch group.

*

Adjusted for graft type, Karnofsky score, time from diagnosis to transplantation, and year of transplantation.

Adjusted for disease stage, graft type, Karnofsky score, and year of transplantation.

Adjusted for graft type, Karnofsky score, and year of transplantation.

§

Adjusted for GVHD prophylaxis, in vivo T-cell depletion, conditioning regimen, and patient age.

| |

Adjusted for disease, GVHD prophylaxis, in vivo T-cell depletion, conditioning regimen, and patient age.

Adjusted for disease, donor age, conditioning regimen, graft type, in vivo T-cell depletion, GVHD prophylaxis, and Karnofsky score.

#

Adjusted for disease, disease stage, conditioning regimen, and year of transplantation.

**

Adjusted for GVHD prophylaxis.

The 7/8 C-allele≠03:03/03:04MM had a small sample size (n = 61), which may have limited the power to detect differences. In spite of this limitation, grade 2-4 aGVHD was significantly higher in this group (hazard ratio [HR] = 1.56 and P = .0096) compared with the 8/8 group (Table 2). The 7/8 C-allele≠03:03/03:04MM also had lower OS adjusted probabilities (27%, CI 16%-38%) than the 8/8 and 7/8 C*03:03/C*03:04MM groups, although these differences were not statistically significant (Tables 2 and 3). The point estimates in the 7/8 C-allele≠03:03/03:04MM and the 7/8 antigen level mismatched groups presented comparable adjusted probabilities for DFS 5 years after transplantation (ranging from 25% to 29%), grade 3-4 aGVHD at day 100 (ranging from 30% to 33%), and TRM 5 years after transplantation (ranging from 47% to 51%) (supplemental Table 2).

The mismatch C*03:03/C*03:04 was also scored in the host-versus-graft or graft-versus-host vector; there were no significant differences in any of the transplant outcomes for this pairwise comparison or for the individual comparison with the 8/8 matched transplants (data not shown).

There were no significant differences between any of the 7/8 and 8/8 matched pairs for neutrophil engraftment and cGVHD. Table 2 also shows that there was no reduction in relapse or an enhanced graft-versus-leukemia effect conferred by any of the single HLA mismatch groups, an observation made in recent studies.6-8,10 

Outcomes in groups with 2 HLA mismatches

The transplants with 2 mismatches at HLA-A, -B, -C, and -DRB1 loci were classified into 3 mutually exclusive groups according to the occurrence of one mismatch in the alleles C*03:03/C*03:04 (n = 60), the presence of one mismatch in HLA-C other than C*03:03/C*03:04 (n = 550), or in which none of the mismatches occurred in HLA-C (n = 106). The outcomes in each of these groups were compared with those in 7/8 transplants presenting a single antigen or allele mismatch in HLA-A, -B, or -DRB1 loci (n = 959). These comparisons were designed to evaluate the effect of a specific second HLA mismatch. Groups differed in the year of transplantation (P < .0001), graft type used (P < .0001), conditioning regimen (P = .003), GvHD prophylaxis (< .0001), patient age (P < .0001), and diagnosis (P = .0009).

Transplants matched at 6/8 alleles where at least one mismatch occurred in HLA-C (6/8 Other HLA-CMM) and was not C*03:03/C*03:04 had significantly worse survival (HR = 1.38; P < .0001), DFS (HR = 1.33; P < .0001), and TRM (HR = 1.35; P = .0001) compared with the 7/8 matched group (supplemental Table 3). The transplants with 2 or more mismatches that included a mismatch at C*03:03/C*03:04 or those including mismatches only in HLA-A, -B, or -DRB1 (no C mismatch) showed no significant differences in any outcome when compared with the 7/8 reference group, although with HRs that suggest risk for adverse outcomes for OS (1.29 and 1.21, respectively), DFS (1.27 and 1.16, respectively), and TRM (1.17 and 1.20, respectively).

In spite of the higher prevalence of mismatches at HLA-DQ and -DP loci, we could not detect different outcomes between transplants mismatched only in the HLA alleles C*03:03/C*03:04 and the fully 8/8 HLA matched groups. The sample size of the C*03:03/C*03:04 mismatched group and the point estimates for mortality, DFS, and grade 3-4 aGVHD suggest that the failure to see significant differences compared with the 8/8 matched group was not due to limited power. In contrast, higher risks were seen with single mismatches at other loci and with C antigen mismatches. These results suggest that mismatches in the HLA alleles C*03:03/C*03:04 are better tolerated than other HLA mismatches where higher risks of aGVHD and lower survival are readily detectable. Certain transplant protocols only allow for the selection of fully HLA matched donors; the findings from the present study strongly suggest that the transplant eligibility criteria could be extended to patients that have a donor mismatched only in C*03:03/C*03:04.

In the present study, patient characteristics, conditioning, and graft choices varied significantly between the groups with different match grades and mismatch types. The transplants performed in recent years had higher HLA match grades on average. These differences may have resulted from improvements in HLA typing and resolution, paired with the implementation of more stringent donor selection criteria following studies that demonstrated the adverse effect of HLA mismatching; similarly, patient eligibility criteria, treatment options, and therapies have changed over time as well. In the present study, appropriate adjustments for the different factors were made when assessing outcomes in groups with different types of mismatches. The present study is in agreement with previous studies6,7  that showed that the 6/8 transplants had a significantly worse outcome than the 7/8 transplants; because of power limitations and significant differences in the time periods of performance of transplants matched in 6/8 and 7/8 loci, we cannot conclude whether the addition of the mismatch in the HLA alleles C*03:03/C*03:04 to another mismatch in HLA-A, -B, or -DRB1 loci has either a negligible or deleterious effect in transplant outcome.

The HLA alleles C*03:03 and C*03:04 differ by a single amino acid substitution at residue 91. The initial crystallographic analyses of HLA class I molecules29  showed that this residue is located in a loop connecting the second α helix of the α-1 domain with the first β-pleated sheet of the α-2 domain; residue 91 is a contact site with neither peptide30  nor with the T-cell receptor.31  A study conducted by Oudshoorn and co-workers18  suggested that the mismatch in the HLA alleles C*03:03/C*03:04 alleles cannot elicit direct T-cell allo-recognition. These alleles may have equivalent peptide presentation properties; the inconsequential effect of this mismatch in transplant outcomes may be a reflection of their functional similarities. In contrast, substitutions affecting peptide binding appear to significantly affect T-cell allo-recognition.32  Transplants in which the patient and donor present HLA mismatches in alleles that differ by substitutions at these residues presented increased risk for acute and cGVHD and death.33 

Among the common single mismatches found in the present and other studies7,34,35  in 7/8 matched transplants, the mismatch in the alleles C*03:03/C*03:04 is unique in terms of the location of the structural differences; in contrast, virtually all other common mismatches differ by at least one amino acid substitution at residues that affect peptide binding35  (data not shown from the present study). Therefore, in the evaluation of HLA mismatches, the examination of the location of the distinguishing substitutions being either contact or noncontact with the peptides bound appears be a useful tool for prioritization of donors.

HLA C*03:03 and C*03:04 associate with B*15:01 in populations with European ancestry.20,28  In the present study, 7.2% of all 7/8 transplants presented the mismatch C*03:03/C*03:04; the majority of the patients with this mismatch (94.0%) carried B*15:01. The alleles B*15:01 and C*03:03 or C*03:04 were present in 14.4% of the patients receiving a transplant with a 7/8 matched donor. Although the present study is a retrospective examination of transplants and the criteria used for selection of donors are unknown, we estimate that a significant proportion (ranging from 7.2% to 14.4%) of patients with European ancestry that only have a choice for a 7/8 matched donor may benefit from selection of a C*03:03/C*03:04 mismatch.

The examination of the ethnic background of transplants presenting the HLA mismatch C*03:03/C*03:04 showed that all patients had European ancestry; this was anticipated, because these 2 structurally related alleles have similar frequencies and associate with the same allele at a contiguous locus. The isolated HLA mismatch C*03:03/C*03:04 is found often in Europeans, because both alleles associate almost equally with B*15:01 (ratio = 3:2, extracted from Maiers et al28 ). In Asians, C*03:03/C*03:04 associates with B*40:02, but at more unequal frequencies (ratio = 1:4, extracted from Maiers et al28 ). If putatively well-tolerated mismatches can be defined on the basis of the location of the residues distinguishing mismatched alleles, it can be anticipated that in other ethnic groups, other putatively permissive mismatches also may be found relatively often. For example, the HLA allele B*35:04 differs from B*35:09 and B*35:12 by single replacements at residues 131 and 103, respectively, that are also located at connecting loops. Therefore, these mismatches could potentially be permissible and could benefit patients of South, Central, or Meso American descent where these HLA-B35 alleles are found associated tightly with the same allele at the HLA-C locus (C*04:01).36 

It is conceivable that after allogeneic HSCT, the mismatch in the HLA alleles C*03:03/C*03:04 may elicit allo-reactive T-cell responses through indirect recognition of C*03-derived peptides complexed with major histocompatibility complex–heterodimer molecules in the patient’s tissues. In this scenario, the recognition of HLA-derived peptides would resemble that of a minor histocompatibility antigen with similar impact in transplant outcomes.37-40  Although the present study indicates that the single mismatch in the HLA alleles C*03:03/C*03:04 has no effect on outcome, this mismatch could be significant if combined with mismatches in other loci in a similar manner as the effect observed for mismatches in the low expression HLA loci -DRB3/4/5, -DQ, and -DP,41  as well as for the presence of adverse outcome factors17  that have weak or no effect when evaluated individually.

The results described here confirm that the allele pair C*03:03/C*03:04 is the most frequent allele level mismatch in HLA-C in this Caucasian cohort. Although the differential serologic recognition of Cw9 (serotype of C*03:03) and Cw10 (serotype of C*03:04) by allo-antibodies was identified several decades ago,42  no studies have been conducted to examine whether humoral responses may be mounted following allo-recognition of epitope differences in donor/recipient pairs mismatched only in these subtypes of HLA-C*03. A recent study (M.A.F.-V. and Dolly Tyan, Stanford University, written communication) evaluated sera from 93 solid organ transplant candidates that displayed reactivity against C*03:03, C*03:04, or both alleles. Most sera reacted simultaneously with both subtypes of C*03, whereas sera from only 5 patients (5.4%) reacted only with one and not with the other subtype of C*03. Interestingly, neither of the patients whose sera reacted with C*03 carried an allele of the C*03 group. Because of the low incidence of sera with such differential reactivity, it can be speculated that the serologic epitopes distinguishing C*03:03/C*03:04 have a low immunogenicity score. In the present study, the C-allele level mismatch C*03:03/C*03:04 did not associate with increased risk for neutrophil engraftment; this observation is consistent with the hypothesis that the mismatch C*03:03/C*03:04 is not able to elicit a strong cellular or humoral allo-reactive response.

The present study provides evidence indicating that the mismatch C*03:03/C*03:04 is better tolerated and results in superior outcomes compared with other single HLA mismatches. The apparent lack of effect of HLA-C allele level mismatch in the study conducted by Lee and co-workers7  most likely resulted from the predominance of this single, nonimmunogenic mismatch. Because other allele level mismatches at HLA-C may confer higher risk for adverse outcomes, high resolution HLA-C typing is warranted for evaluation of donor/recipient allele level match grade. Previous studies6-8,43  did not show significant differences in outcomes between transplants performed with mismatches in HLA-A, -B, or -DRB1 loci or antigen level mismatches in HLA-C; the findings in the present study strongly suggest that mismatches in HLA-C alleles other than the mismatch C*03:03/C*03:04 result in inferior outcomes. With the exception of the permissible mismatch C*03:03/C*03:04, all mismatches in HLA-A, -B, -C, and -DRB1 appear to be equivalently detrimental. For patients carrying C*03 alleles, donors mismatched for C*03:03/C*03:04 should be given priority over donors with other types of HLA mismatches. Investigation and evaluation of structural differences between alleles differing only in residues that are not contact sites with peptides may lead to the identification of other permissible mismatches, with practical implications in improving the outcomes of UD transplants by optimizing the criteria for donor selection or expanding the pool of acceptable UD. The criteria of mismatch permissibility described here may rationally be extended to other graft sources of allogeneic hematopoietic stem cells as well as to organ transplantation, and these studies should be performed.

The online version of this article contains a data supplement.

The publication costs of this article were defrayed in part by page charge payment. Therefore, and solely to indicate this fact, this article is hereby marked “advertisement” in accordance with 18 USC section 1734.

The CIBMTR is supported by Public Health Service Grant/Cooperative Agreement U24-CA76518 from the National Cancer Institute, the National Heart, Lung, and Blood Institute, and the National Institute of Allergy and Infectious Diseases, Grant/Cooperative Agreement 5U01HL069294 from National Heart, Lung, and Blood Institute and National Cancer Institute, contract HHSH234200637015C with the Health Resources and Services Administration, grants N00014-06-1-0704 and N00014-08-1-0058 from the Office of Naval Research, and grants from Allos Inc., Amgen Inc., Angioblast, an anonymous donation to the Medical College of Wisconsin, Ariad, Be the Match Foundation, Blue Cross and Blue Shield Association, Buchanan Family Foundation, CaridianBCT Celgene Corporation, CellGenix GmbH, Children’s Leukemia Research Association, Fresenius-Biotech North America Inc., Gamida Cell Teva Joint Venture Ltd, Genentech Inc., Genzyme Corporation, GlaxoSmithKline, HistoGenetics Inc., Kiadis Pharma The Leukemia & Lymphoma Society, The Medical College of Wisconsin, Merck & Co. Inc., Millennium: The Takeda Oncology Co., Milliman USA Inc., Miltenyi Biotec Inc., National Marrow Donor Program, Optum Healthcare Solutions Inc., Osiris Therapeutics Inc., Otsuka America Pharmaceutical Inc., RemedyMD, Sanofi, Seattle Genetics, Sigma-Tao Pharmaceuticals, Soligenix Inc., Stem-Cyte, A Global Cord Blood Therapeutics Co., Stemsoft Software Inc., Swedish Orphan Biovitrum, Tarix Pharmaceuticals, Teva Neuroscience Inc., THERAKOS Inc., and Wellpoint Inc. The views expressed in this article do not reflect the official policy or position of the National Institutes of Health, the Department of the Navy, the Department of Defense, or any other agency of the US government.

Contribution: M.A.F.-V., T.W., S.J.L., M.H., S.R.S., and M.S. critically revised the research plan; M.A.F.-V., S.J.L., S.R.S., and M.S. drafted the manuscript; M.A.F.-V., T.W., S.J.L., M.H., M. Aljurf, M. Askar, M.B., L.B.-L., J.G., A.A.J., S.M., M.O., S.G.E.M., E.W.P., K.S., E.V.T., E.K.W., A.W., J.U., S.R.S., and M.S. analyzed and interpreted data and critically revised the manuscript; T.W., M.H., and J.U. performed statistics; and M.A.F.-V. and M.S. drafted the research plan.

Conflict-of-interest disclosure: The authors declare no competing financial interests.

Correspondence: Marcelo Fernandez-Viña, Department of Pathology, Stanford University School of Medicine, 3373 Hillview Ave, Palo Alto, CA 94304; e-mail: marcelof@stanford.edu.

1
Beatty
 
PG
Clift
 
RA
Mickelson
 
EM
, et al. 
Marrow transplantation from related donors other than HLA-identical siblings.
N Engl J Med
1985
, vol. 
313
 
13
(pg. 
765
-
771
)
2
Saber
 
W
Opie
 
S
Rizzo
 
JD
Zhang
 
MJ
Horowitz
 
MM
Schriber
 
J
Outcomes after matched unrelated donor versus identical sibling hematopoietic cell transplantation in adults with acute myelogenous leukemia.
Blood
2012
, vol. 
119
 
17
(pg. 
3908
-
3916
)
3
Arora
 
M
Weisdorf
 
DJ
Spellman
 
SR
, et al. 
HLA-identical sibling compared with 8/8 matched and mismatched unrelated donor bone marrow transplant for chronic phase chronic myeloid leukemia.
J Clin Oncol
2009
, vol. 
27
 
10
(pg. 
1644
-
1652
)
4
Foeken
 
LM
Green
 
A
Hurley
 
CK
Marry
 
E
Wiegand
 
T
Oudshoorn
 
M
Donor Registries Working Group of the World Marrow Donor Association (WMDA)
Monitoring the international use of unrelated donors for transplantation: the WMDA annual reports.
Bone Marrow Transplant
2010
, vol. 
45
 
5
(pg. 
811
-
818
)
5
Petz
 
LD
Spellman
 
SS
Gragert
 
L
Broxmeyer
 
HE
The underutilization of cord blood transplantation: extent of the problem, causes, and methods improvement.
Cord Blood: Biology, Transplantation, Banking, and Regulation
2011
Bethesda, MD
AABB Press
(pg. 
557
-
584
)
6
Flomenberg
 
N
Baxter-Lowe
 
LA
Confer
 
D
, et al. 
Impact of HLA class I and class II high-resolution matching on outcomes of unrelated donor bone marrow transplantation: HLA-C mismatching is associated with a strong adverse effect on transplantation outcome.
Blood
2004
, vol. 
104
 
7
(pg. 
1923
-
1930
)
7
Lee
 
SJ
Klein
 
J
Haagenson
 
M
, et al. 
High-resolution donor-recipient HLA matching contributes to the success of unrelated donor marrow transplantation.
Blood
2007
, vol. 
110
 
13
(pg. 
4576
-
4583
)
8
Woolfrey
 
A
Klein
 
JP
Haagenson
 
M
, et al. 
HLA-C antigen mismatch is associated with worse outcome in unrelated donor peripheral blood stem cell transplantation.
Biol Blood Marrow Transplant
2011
, vol. 
17
 
6
(pg. 
885
-
892
)
9
Horan
 
J
Wang
 
T
Haagenson
 
M
, et al. 
Evaluation of HLA matching in unrelated hematopoietic stem cell transplantation for nonmalignant disorders.
Blood
2012
, vol. 
120
 
14
(pg. 
2918
-
2924
)
10
Petersdorf
 
EW
Anasetti
 
C
Martin
 
PJ
, et al. 
Limits of HLA mismatching in unrelated hematopoietic cell transplantation.
Blood
2004
, vol. 
104
 
9
(pg. 
2976
-
2980
)
11
Wade
 
JA
Hurley
 
CK
Takemoto
 
SK
, et al. 
HLA mismatching within or outside of cross-reactive groups (CREGs) is associated with similar outcomes after unrelated hematopoietic stem cell transplantation.
Blood
2007
, vol. 
109
 
9
(pg. 
4064
-
4070
)
12
Duquesnoy
 
R
Spellman
 
S
Haagenson
 
M
Wang
 
T
Horowitz
 
MM
Oudshoorn
 
M
HLAMatchmaker-defined triplet matching is not associated with better survival rates of patients with class I HLA allele mismatched hematopoietic cell transplants from unrelated donors.
Biol Blood Marrow Transplant
2008
, vol. 
14
 
9
(pg. 
1064
-
1071
)
13
Spellman
 
S
Klein
 
J
Haagenson
 
M
, et al. 
Scoring HLA class I mismatches by HistoCheck does not predict clinical outcome in unrelated hematopoietic stem cell transplantation.
Biol Blood Marrow Transplant
2012
, vol. 
18
 
5
(pg. 
739
-
746
)
14
Askar
 
M
Sobecks
 
R
Morishima
 
Y
, et al. 
Predictions in the face of clinical reality: HistoCheck versus high-risk HLA allele mismatch combinations responsible for severe acute graft-versus-host disease.
Biol Blood Marrow Transplant
2011
, vol. 
17
 
9
(pg. 
1409
-
1415
)
15
Kawase
 
T
Morishima
 
Y
Matsuo
 
K
, et al. 
Japan Marrow Donor Program
High-risk HLA allele mismatch combinations responsible for severe acute graft-versus-host disease and implication for its molecular mechanism.
Blood
2007
, vol. 
110
 
7
(pg. 
2235
-
2241
)
16
Marino
 
SR
Lin
 
S
Maiers
 
M
, et al. 
Identification by random forest method of HLA class I amino acid substitutions associated with lower survival at day 100 in unrelated donor hematopoietic cell transplantation.
Bone Marrow Transplant
2012
, vol. 
47
 
2
(pg. 
217
-
226
)
17
Petersdorf
 
EW
Malkki
 
M
Horowitz
 
MM
Spellman
 
SR
Haagenson
 
MD
Wang
 
T
Mapping MHC haplotype effects in unrelated donor hematopoietic cell transplantation.
Blood
2013
, vol. 
121
 
10
(pg. 
1896
-
1905
)
18
Oudshoorn
 
M
Doxiadis
 
II
van den Berg-Loonen
 
PM
Voorter
 
CE
Verduyn
 
W
Claas
 
FH
Functional versus structural matching: can the CTLp test be replaced by HLA allele typing?
Hum Immunol
2002
, vol. 
63
 
3
(pg. 
176
-
184
)
19
Wang
 
H
Tokunaga
 
K
Akaza
 
T
Tadokoro
 
K
Shibata
 
Y
Juji
 
T
Identification of HLA-C alleles using PCR-single-strand-conformation polymorphism and direct sequencing.
Tissue Antigens
1997
, vol. 
49
 
2
(pg. 
134
-
140
)
20
Cao
 
K
Hollenbach
 
J
Shi
 
X
Shi
 
W
Chopek
 
M
Fernández-Viña
 
MA
Analysis of the frequencies of HLA-A, B, and C alleles and haplotypes in the five major ethnic groups of the United States reveals high levels of diversity in these loci and contrasting distribution patterns in these populations.
Hum Immunol
2001
, vol. 
62
 
9
(pg. 
1009
-
1030
)
21
Farag
 
SS
Bacigalupo
 
A
Eapen
 
M
, et al. 
KIR Study Group, Center for International Blood and Marrow Transplantation Research
The effect of KIR ligand incompatibility on the outcome of unrelated donor transplantation: a report from the center for international blood and marrow transplant research, the European blood and marrow transplant registry, and the Dutch registry.
Biol Blood Marrow Transplant
2006
, vol. 
12
 
8
(pg. 
876
-
884
)
22
Glucksberg
 
H
Storb
 
R
Fefer
 
A
, et al. 
Clinical manifestations of graft-versus-host disease in human recipients of marrow from HL-A-matched sibling donors.
Transplantation
1974
, vol. 
18
 
4
(pg. 
295
-
304
)
23
Shulman
 
HM
Sullivan
 
KM
Weiden
 
PL
, et al. 
Chronic graft-versus-host syndrome in man. A long-term clinicopathologic study of 20 Seattle patients.
Am J Med
1980
, vol. 
69
 
2
(pg. 
204
-
217
)
24
Gratwohl
 
A
Brand
 
R
Niederwieser
 
D
, et al. 
Introduction of a quality management system and outcome after hematopoietic stem-cell transplantation.
J Clin Oncol
2011
, vol. 
29
 
15
(pg. 
1980
-
1986
)
25
Zhang
 
X
Zhang
 
MJ
SAS macros for estimation of direct adjusted cumulative incidence curves under proportional subdistribution hazards models.
Comput Methods Programs Biomed
2011
, vol. 
101
 
1
(pg. 
87
-
93
)
26
Gooley
 
TA
Leisenring
 
W
Crowley
 
J
Storer
 
BE
Estimation of failure probabilities in the presence of competing risks: new representations of old estimators.
Stat Med
1999
, vol. 
18
 
6
(pg. 
695
-
706
)
27
Gaynor
 
JJ
Feuer
 
EJ
Tan
 
CC
, et al. 
On the use of cause-specific failure and conditional failure probabilities: examples from clinical oncology data.
J Am Stat Assoc
1993
, vol. 
88
 
422
(pg. 
400
-
409
)
28
Maiers
 
M
Gragert
 
L
Klitz
 
W
High-resolution HLA alleles and haplotypes in the United States population.
Hum Immunol
2007
, vol. 
68
 
9
(pg. 
779
-
788
)
29
Bjorkman
 
PJ
Saper
 
MA
Samraoui
 
B
Bennett
 
WS
Strominger
 
JL
Wiley
 
DC
Structure of the human class I histocompatibility antigen, HLA-A2.
Nature
1987
, vol. 
329
 
6139
(pg. 
506
-
512
)
30
Saper
 
MA
Bjorkman
 
PJ
Wiley
 
DC
Refined structure of the human histocompatibility antigen HLA-A2 at 2.6 A resolution.
J Mol Biol
1991
, vol. 
219
 
2
(pg. 
277
-
319
)
31
Garboczi
 
DN
Ghosh
 
P
Utz
 
U
Fan
 
QR
Biddison
 
WE
Wiley
 
DC
Structure of the complex between human T-cell receptor, viral peptide and HLA-A2.
Nature
1996
, vol. 
384
 
6605
(pg. 
134
-
141
)
32
Sugimoto
 
K
Murata
 
M
Terakura
 
S
Naoe
 
T
CTL clones isolated from an HLA-Cw-mismatched bone marrow transplant recipient with acute graft-versus-host disease.
J Immunol
2009
, vol. 
183
 
9
(pg. 
5991
-
5998
)
33
Pidala
 
J
Wang
 
T
Haagenson
 
M
, et al. 
Amino acid substitution at peptide-binding pockets of HLA class I molecules increases risk of severe acute GVHD and mortality.
Blood
2013
, vol. 
122
 
22
(pg. 
3651
-
3658
)
34
Hurley
 
CK
Fernandez-Vina
 
M
Hildebrand
 
WH
, et al. 
A high degree of HLA disparity arises from limited allelic diversity: analysis of 1775 unrelated bone marrow transplant donor-recipient pairs.
Hum Immunol
2007
, vol. 
68
 
1
(pg. 
30
-
40
)
35
Baxter-Lowe
 
LA
Maiers
 
M
Spellman
 
SR
, et al. 
HLA-A disparities illustrate challenges for ranking the impact of HLA mismatches on bone marrow transplant outcomes in the United States.
Biol Blood Marrow Transplant
2009
, vol. 
15
 
8
(pg. 
971
-
981
)
36
Fernandez Vina
 
MA
Hollenbach
 
JA
, et al. 
 
Tracking human migrations by the analysis of the distribution of HLA alleles, lineages and haplotypes in closed and open populations. Philos Trans R Soc Lond B Biol Sci. 2012;367(1590):820-829
37
Goulmy
 
E
Schipper
 
R
Pool
 
J
, et al. 
Mismatches of minor histocompatibility antigens between HLA-identical donors and recipients and the development of graft-versus-host disease after bone marrow transplantation.
N Engl J Med
1996
, vol. 
334
 
5
(pg. 
281
-
285
)
38
Lin
 
MT
Gooley
 
T
Hansen
 
JA
, et al. 
Absence of statistically significant correlation between disparity for the minor histocompatibility antigen-HA-1 and outcome after allogeneic hematopoietic cell transplantation.
Blood
2001
, vol. 
98
 
10
(pg. 
3172
-
3173
)
39
Katagiri
 
T
Shiobara
 
S
Nakao
 
S
, et al. 
Mismatch of minor histocompatibility antigen contributes to a graft-versus-leukemia effect rather than to acute GVHD, resulting in long-term survival after HLA-identical stem cell transplantation in Japan.
Bone Marrow Transplant
2006
, vol. 
38
 
10
(pg. 
681
-
686
)
40
Warren
 
EH
Zhang
 
XC
Li
 
S
, et al. 
Effect of MHC and non-MHC donor/recipient genetic disparity on the outcome of allogeneic HCT.
Blood
2012
, vol. 
120
 
14
(pg. 
2796
-
2806
)
41
Fernández-Viña
 
MA
Klein
 
JP
Haagenson
 
M
, et al. 
Multiple mismatches at the low expression HLA loci DP, DQ, and DRB3/4/5 associate with adverse outcomes in hematopoietic stem cell transplantation.
Blood
2013
, vol. 
121
 
22
(pg. 
4603
-
4610
)
42
Campbell
 
EM
du Toit
 
E
Tongio
 
MM
Urlacher
 
A
Mayer
 
S
Mayr
 
WR
 
Antigen report: HLA-Cw3. In: Albert ED, ed. Histocompatibility Testing 1984: Report of the Ninth International Histocompatibility Workshop and Conference. Verlag, Berlin, Heidelberg, Germany: Springer; 1984:179-180
43
Fürst
 
D
Müller
 
C
Vucinic
 
V
, et al. 
High-resolution HLA matching in hematopoietic stem cell transplantation: a retrospective collaborative analysis.
Blood
2013
, vol. 
122
 
18
(pg. 
3220
-
3229
)

Supplemental data

Sign in via your Institution