Background: The use of haploidentical hematopoietic cell transplantation (HCT) using post- transplant cyclophosphamide (PT-Cy), calcineurin inhibitors (CNI) and mycophenolate as graft-versus-host disease (GVHD) prophylaxis is rapidly increasing in patients (pts) lacking suitable HLA-matched donors. Herein we compare outcomes of haploidentical HCT using this GVHD prophylaxis with 8/8 allele-level MUD HCT.

Methods: Included are 917 adult (>18) lymphoma pts who underwent allogeneic HCT between 2008 and 2013. All pts received non-myeloablative or reduced-intensity conditioning regimens. The study cohort was divided into 3 groups; haploidentical (n=185), MUD without (w/o) antithymocyte globulin (ATG; n=491) and MUD with (w/) ATG (n=291). The primary end-point was overall survival (OS). Secondary endpoints included cumulative incidence (Cum-Inc) of acute GVHD, chronic GVHD, non-relapse mortality (NRM), relapse/progression (rel/prog) and progression-free survival (PFS). The study had an 83% power to detect an 11% difference in OS.

Results: The baseline characteristics are shown in Table 1. Pts in the haploidentical group received conditioning with Flu/CY/2Gy TBI and PT-Cy + CNI and mycophenolate as GVHD prophylaxis, while the two MUD cohorts received fludarabine-based (+ an alkylator or 2GyTBI) conditioning and CNI-based GVHD prophylaxis. Graft source was bone marrow in 93% of the haploidentical pts and peripheral blood in 94% and 91% of MUD w/o ATG and MUD w/ ATG pts, respectively.

The 28-day neutrophil recovery and platelet recovery were 94%, 97%, 97% (p=0.32) and 63%, 89%, 84% (p<0.001) in the haploidentical, MUD w/o ATG and MUD w/ ATG groups respectively. Cum-Inc of grade II-IV acute GVHD at day100 and chronic GVHD at 1 year was 27%, 40% and 49% (p=0.07) and 13%, 51% and 33% (p<0.001) in the haploidentical, MUD w/o ATG and MUD w/ ATG groups, respectively. On multivariate analysis (MVA) higher risk of chronic GVHD was seen in MUD w/o ATG (RR=5.85, 95%CI 3.96-8.64; p<0.0001) and MUD w/ ATG (RR=3.64, 95%CI 2.37-5.59; p<0.0001) groups relative to the haploidentical cohort. The 3 year NRM was 17%, 22% and 26% in the haploidentical, MUD w/o ATG and MUD w/ ATG groups (p=0.08), respectively. On MVA a trend towards higher NRM was noted in MUD w/ ATG cohort, RR 1.54 (95%CI 0.98 - 2.41, p=0.06), relative to the haploidentical group. Among the haploidentical, MUD w/o ATG and MUD w/ ATG cohorts the 3 year Cum-Inc of rel/prog was 36% vs. 28% vs. 36%, PFS was 47% vs. 49% vs. 38% and OS was 60%, 62% and 50% (Figure), respectively. MVA demonstrated no significant difference between the three groups in terms of rel/prog (p=0.27) and PFS (p=0.07). Compared to the haploidentical group, the two MUD groups did not have a significantly different mortality risk (inverse of OS; p>0.05), but compared to MUD w/ ATG, the MUD w/o ATG pts had a reduced mortality risk (RR=0.67; p=0.001). We tested for a transplant center effect on survival and found none.

Conclusion: With lower-intensity conditioning regimens the early (up to 3 years) survival outcomes are comparable between conventional MUD transplants (w/ or w/o ATG) and haploidentical HCT with PT-Cy approach. Chronic GVHD was significantly lower with haploidentical HCT. Prospective, randomized confirmation of these findings is necessary before wide spread adoption of haploidentical HCT over MUD transplants in lymphomas.

Table 1.
Haploidentical
N=185 (%)
MUD w/o ATG
N=491 (%)
MUD w/ ATG N=241 (%)p-value
Age @ HCT, median (range) 55 (18-75) 55 (19-74) 55 (20-73) 0.13 
Male sex 118 (64) 301 (61) 163 (68) 0.25 
White race 149 (81) 469 (96) 227 (94) <0.001 
KPS ≥ 90 145 (78) 311 (63) 153 (63) <0.001 
HCT-CI≥3 55 (30) 175 (36) 88 (37) <0.001 
Histology
NHL
Hodgkin 
139 (75)
46 (25) 
386 (79)
105 (21) 
193 (80)
48 (20) 
<0.001 
Months from diagnosis to HCT, median (range) 31 (<1-255) 34 (<1-342) 32 (4-460) 0.19 
High LDH @ HCT 16 (31) 31 (33) 11 (27) <0.001 
BM +ve @ HCT 6 (12) 5 (5) 2 (5) 0.35 
Extranodal disease @ HCT 18 (35) 20 (21) 6 (15) 0.11 
Prior lines of therapy, median (range) 3 (1-7) 3 (1-12) 3 (1-8) 0.41 
Remission @ HCT
CR
PR
Refractory
Untreated / missing 
72 (39)
99 (54)
10 (5)
4 (2) 
215 (44)
215 (44)
55 (11)
6 (1) 
100 (41)
96 (40)
40 (17)
5 (2) 
0.02 
Disease Risk Index
Low
Intermediate
High 
45 (24)
126 (68)
13 (7) 
199 (41)
263 (49)
48 (10) 
75 (31)
129 (54)
37 (15) 
<0.001 
Median follow-up, months (range) 36 (5-73) 35 (4-74) 35 (<1-75)  
Haploidentical
N=185 (%)
MUD w/o ATG
N=491 (%)
MUD w/ ATG N=241 (%)p-value
Age @ HCT, median (range) 55 (18-75) 55 (19-74) 55 (20-73) 0.13 
Male sex 118 (64) 301 (61) 163 (68) 0.25 
White race 149 (81) 469 (96) 227 (94) <0.001 
KPS ≥ 90 145 (78) 311 (63) 153 (63) <0.001 
HCT-CI≥3 55 (30) 175 (36) 88 (37) <0.001 
Histology
NHL
Hodgkin 
139 (75)
46 (25) 
386 (79)
105 (21) 
193 (80)
48 (20) 
<0.001 
Months from diagnosis to HCT, median (range) 31 (<1-255) 34 (<1-342) 32 (4-460) 0.19 
High LDH @ HCT 16 (31) 31 (33) 11 (27) <0.001 
BM +ve @ HCT 6 (12) 5 (5) 2 (5) 0.35 
Extranodal disease @ HCT 18 (35) 20 (21) 6 (15) 0.11 
Prior lines of therapy, median (range) 3 (1-7) 3 (1-12) 3 (1-8) 0.41 
Remission @ HCT
CR
PR
Refractory
Untreated / missing 
72 (39)
99 (54)
10 (5)
4 (2) 
215 (44)
215 (44)
55 (11)
6 (1) 
100 (41)
96 (40)
40 (17)
5 (2) 
0.02 
Disease Risk Index
Low
Intermediate
High 
45 (24)
126 (68)
13 (7) 
199 (41)
263 (49)
48 (10) 
75 (31)
129 (54)
37 (15) 
<0.001 
Median follow-up, months (range) 36 (5-73) 35 (4-74) 35 (<1-75)  

Disclosures

Armand:Infinity: Consultancy, Research Funding; Merck: Consultancy, Research Funding; BMS: Research Funding; Sequenta, Inc.: Research Funding. Smith:Celgene: Consultancy; Pharmacyclics: Consultancy. Sureda:Seattle Genetics Inc.: Research Funding; Takeda: Consultancy, Honoraria, Speakers Bureau.

Author notes

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