Introduction: CLL is a clinically and biologically heterogeneous disease; cytogenetic evaluation with fluorescence in situ hybridization (FISH) is routinely used to guide therapy. For example, del17p is associated with chemoimmunotherapy (CIT) refractoriness and decreased survival. The use of kinase inhibitors (KI) has improved clinical outcomes; however, some pts progress on KI and require subsequent therapies. Next generation sequencing (NGS) can further define genetic alterations that may act in concert to drive malignancy, and identify pathways that can be targeted with novel approaches. Here we describe the mutational landscape of a cohort of 57 CLL pts treated at the University of Pennsylvania and identify potentially targetable pathways for intervention.

Methods: We identified 57 pts who underwent analysis of tumor DNA using NGS (2013-2015) and analyzed clinical characteristics, genetic mutations, and progression free survival (PFS). NGS was performed on an Illumina MiSeq using a 33 gene amplicon-based panel developed at our center with detection limit of 5% allele frequency with a minimum depth of coverage of 250x. We used custom bioinformatic pipelines combining open source tools and custom algorithms for analysis. Pathogenic mutations were defined as those that have been reported in studies with functional data.

Results: Of the57 pts who underwent NGS the median age at NGS was 65.5 yr (range 17.7-90.7), 65% were male, 21% patients received CIT alone, 21% patients received KI alone and 39% pts received both CIT and KI, and 32% received KI in relapse. 74% (42/57) of pts had at least one genetic mutation identified by NGS. The median number of mutations per pt was 1 (range 0-8). 25% of pts had ≥ unique 3 mutations). Mutations in 24 unique genes (n=94) were identified and were categorized as likely pathogenic (69%), variants of uncertain significance (27%), or likely benign (4%). The most frequently mutated genes were ATM (20%), SF3B1 (12%), NOTCH1 (10%), DNMT3A (7%), and TP53 (7%). We identified 19 low frequency gene mutations, which in aggregate affect 24.5% of the pt cohort (Table). The median PFS for CIT pts was 31.4 mo (median f/u 15 mo) and 8 mo for KI pts (median f/u 4 mo). Using Cox regression, the presence of ≥ 1 mutation was associated with an inferior PFS (Figure) following CIT when controlled for del11q status (HR 3.1, p=.05) or complex karyotype (HR 3.4, p=.03) and a PFS trend when controlled for del17p (HR 2.7, p=.08). Pts with ≥ 4 mutations had a shorter PFS on ibrutinib (Ibr) compared to those with fewer mutations (p=0.0002).

Conclusion: NGS identifies several mutations that may be targetable using agents which have not been tested in CLL. The presence of a mutation identified by NGS predicts for inferior PFS on CIT, and the presence of ≥ 4 mutations predict early treatment failure on Ibr. These genetic alterations demonstrate the diversity of pathways that are involved in CLL biology. These results support a rationale for clinical trial design using a precision medicine approach selecting therapies which are already available in practice based on individual pt genetic profiles.

Table 1.

Mutation Events Summary

Putative PathwayFrequency (%)Potential Therapy
DNA Damage and Cell Cycle Control 32 (34)  
ATM
TP53
XPO1
STAG2 
19 (20.2)
7 (7.4)
5 (5.3)
1 (1.1) 
PARP inhibitors
Selective inhibitors of Nuclear Export 
RNA Processing 20 (21.3)  
SF3B1
XPO1
TBL1XR1
PRPF40B
ZRSR2 
11 (11.7)
5 (5.3)
2 (2.1)
1 (1.1)
1 (1.1) 
 
Epigenetic modification 11 (11.7)  
DNMT3A
TET2 
7 (7.4)
4 (4.3) 
DNA methyltransferase inhibitors 
RAS-RAF-MEK-MAPK 10 (10.6)  
BRAF
KRAS
NRAS
NF1 
5 (5.3)
2 (2.1)
2 (2.1)
1 (1.1) 
BRAF inhibitors
RAS/MEK inhibitors
RAF/MEK inhibitors 
Transcriptional regulation activity 10 (10.6)  
BCOR
PHF6
TBL1XR1
ASXL1 
4 (4.3)
2 (2.1)
2 (2.1)
2 (2.1) 
 
Notch Signaling 9 (9.6)  
Notch1 9 (9.6) Notch inhibitors 
Inflammatory Pathways 3 (3.2)  
MYD88
BIRC3 
1 (1.1)
2 (2.1) 
B cell receptor signal transduction inhibitors  
Cellular metabolism 2 (2.2)  
IDH1
IDH2 
1 (1.1)
1 (1.1) 
IDH inhibitors 
Telomere maintenance 2 (2.1)  
POT1  2 (2.1)  
Chromatin modification 2 (2.1)  
ZMYM3 2 (2.1)  
Putative PathwayFrequency (%)Potential Therapy
DNA Damage and Cell Cycle Control 32 (34)  
ATM
TP53
XPO1
STAG2 
19 (20.2)
7 (7.4)
5 (5.3)
1 (1.1) 
PARP inhibitors
Selective inhibitors of Nuclear Export 
RNA Processing 20 (21.3)  
SF3B1
XPO1
TBL1XR1
PRPF40B
ZRSR2 
11 (11.7)
5 (5.3)
2 (2.1)
1 (1.1)
1 (1.1) 
 
Epigenetic modification 11 (11.7)  
DNMT3A
TET2 
7 (7.4)
4 (4.3) 
DNA methyltransferase inhibitors 
RAS-RAF-MEK-MAPK 10 (10.6)  
BRAF
KRAS
NRAS
NF1 
5 (5.3)
2 (2.1)
2 (2.1)
1 (1.1) 
BRAF inhibitors
RAS/MEK inhibitors
RAF/MEK inhibitors 
Transcriptional regulation activity 10 (10.6)  
BCOR
PHF6
TBL1XR1
ASXL1 
4 (4.3)
2 (2.1)
2 (2.1)
2 (2.1) 
 
Notch Signaling 9 (9.6)  
Notch1 9 (9.6) Notch inhibitors 
Inflammatory Pathways 3 (3.2)  
MYD88
BIRC3 
1 (1.1)
2 (2.1) 
B cell receptor signal transduction inhibitors  
Cellular metabolism 2 (2.2)  
IDH1
IDH2 
1 (1.1)
1 (1.1) 
IDH inhibitors 
Telomere maintenance 2 (2.1)  
POT1  2 (2.1)  
Chromatin modification 2 (2.1)  
ZMYM3 2 (2.1)  

Disclosures

Schuster:Phamacyclics: Consultancy, Research Funding; Celgene: Consultancy, Research Funding; Janssen: Research Funding; Hoffman-LaRoche: Research Funding; Nordic Nanovector: Membership on an entity's Board of Directors or advisory committees; Novartis: Research Funding; Gilead: Research Funding; Genentech: Consultancy. Rago:Gilead Sciences: Speakers Bureau; AbbVie: Membership on an entity's Board of Directors or advisory committees. Porter:Genentech: Other: Spouse employment; Novartis: Other: IP interest, Research Funding. Dwivedy Nasta:Millenium: Research Funding; BMS: Research Funding. Svoboda:Seattle Genetics: Research Funding; Celgene: Research Funding; Celldex: Research Funding; Immunomedics: Research Funding. Loren:Merck: Research Funding. Mato:Pronai Pharmaceuticals: Research Funding; Celgene Corporation: Consultancy, Research Funding; Genentech: Consultancy; Pharmacyclics: Consultancy, Research Funding; AbbVie: Consultancy, Research Funding; Janssen: Consultancy; TG Therapeutics: Research Funding; Gilead: Consultancy, Research Funding.

Author notes

*

Asterisk with author names denotes non-ASH members.

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